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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
STOCK OPTIONS (1) | $ 0.0131 | 10/07/2021 | A | 10,000,000 (2) | (2) | 10/07/2028 | COMMON STOCK | 10,000,000 | $ 0 | 10,000,000 | D | ||||
STOCK OPTIONS (1) | $ 0.015 | 10/07/2021 | A | 5,000,000 (3) | (3) | 10/07/2028 | COMMON STOCK | 5,000,000 | $ 0 | 5,000,000 | D | ||||
STOCK OPTIONS (1) | $ 0.0019 | 10/07/2021 | A | 50,000,000 (4) | (4) | 10/07/2028 | COMMON STOCK | 50,000,000 | $ 0 | 50,000,000 | D | ||||
STOCK OPTIONS (1) | $ 0.0068 | 10/07/2021 | A | 50,000,000 (5) | (5) | 10/07/2028 | COMMON STOCK | 50,000,000 | $ 0 | 50,000,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BODEN GREGORY C/O AIADVERTISING, INC. 321 SIXTH STREET SAN ANTONIO, TX 78215 |
X | Chief Financial Officer |
/s/ Greg Boden | 10/14/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person resigned as chief financial officer and director of AiAdvertising, Inc. (the "Company") effective October 7, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of the Company and therefore will no longer report any such transactions on Form 4. |
(2) | On February 3, 2015, the reporting person was granted an option to purchase 10,000,000 shares of common stock. The option was on a vesting schedule of 36 equal monthly installments beginning on March 3, 2015. Following the reporting person's resignation, the board of directors of the Company authorized the accelerated vesting of 100% of the reporting person's unvested options in the Company. |
(3) | On August 25, 2015, the reporting person was granted an option to purchase 5,000,000 shares of common stock. The option was on a vesting schedule of 36 equal monthly installments beginning on September 25, 2015. Following the reporting person's resignation, the board of directors of the Company authorized the accelerated vesting of 100% of the reporting person's unvested options in the Company |
(4) | On January 17, 2020, the reporting person was granted an option to purchase 50,000,000 shares of common stock. The option was on a vesting schedule of 36 equal monthly installments beginning on February 17, 2020. Following the reporting person's resignation, the board of directors of the Company authorized the accelerated vesting of 100% of the reporting person's unvested options in the Company. |
(5) | On January 5, 2021, the reporting person was granted an option to purchase 50,000,000 shares of common stock. The option was on a vesting schedule of 36 equal monthly installments beginning on February 5, 2021. Following the reporting person's resignation, the board of directors of the Company authorized the accelerated vesting of 100% of the reporting person's unvested options in the Company |